This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

INDEPENDENT ADVISOR ALLIANCE, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 9, 2005earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

19derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

4

Designations

Certified Financial Planner

Exams

S66

First exam

Mar 9, 2005

First registration

Mar 11, 2005

Dual registered

yes, broker-dealer

IAPD individual key

4857563

• Occurred

  Mar 28, 2025
  Advisor changed firm

  Mike Scott Sheets left Provence Wealth Management Group for Independent Advisor Alliance, Llc (registered 2024-12-16)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b229e7be-3bbb-204e-0591-0444eb830c86

First observed

Mar 11, 2005

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.