DFX Intelligence

F•••••• C•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor23 years in industry

F•••••• C•••• S••••••

Advisor at C••••••• M••••••• C•••••• L••

FALLS CHURCH, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b24311af-fc46-2b75-80b2-c7552b426d63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• M••••••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 5, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• M••••••• C•••••• L••	State registered	Jun 2, 2026	n/a	yes	FALLS CHURCH, VA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 16, 2010	May 29, 2026	no	VIENNA, VA\|San Jose, CA\|San Jose, CA\|Fairfax, VA\|Vienna, VA\|Washington, DC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C••••••• M••••••• C•••••• L••	May 29, 2026	Jun 2, 2026	4	Firm change	Ibd to state RIA
C•••••••• G••••• M•••••• I•••	A••••••••• F•••••••• S•••••••• L••	Mar 4, 2010	Feb 16, 2010

Relationships

Registered with (5)

→ C••••••• M••••••• C•••••• L••Registered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 16, 2010 to May 29, 2026factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Mar 4, 2010factForm ADV
→ C••••••• I••••••••• S•••••••

Dated events

Occurred
May 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b24311af-fc46-2b75-80b2-c7552b426d63
First observed: Oct 8, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.