F•••••• C•••• S••••••

C••••••• M••••••• C•••••• L••state registeredFalls Church, VaIA-onlyIAPD 4498054

Feed of 09/14/2026

Also filed as F•••••• S••••••

At current firm

0 y

since Jun 2, 2026

In the industry

23 y

since Oct 5, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C••••••• M••••••• C•••••• L•• state registered current
since Jun 2, 2026 · Falls Church, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 16, 2010 to May 29, 2026 · Vienna, Va
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Mar 4, 2010 · San Jose, Ca
C••••••• I••••••••• S••••••• unclassified
Jun 22, 2004 to May 29, 2007 · San Jose, Ca
W•••••• • R••• former
Oct 8, 2002 to Jul 2, 2003 · Dublin, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C••••••• M••••••• C•••••• L••
left May 29, 2026, registered Jun 2, 2026 (4 days) · Affiliated broker-dealer or bank to a state-registered adviser
C•••••••• G••••• M•••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Mar 4, 2010, registered Feb 16, 2010 (-16 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
W•••••• • R••• to C••••••• I••••••••• S•••••••
left Jul 2, 2003, registered Jun 22, 2004 (356 days) · Other

Signals

••• Locked
May 29, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address