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RIA / WealthAdvisor18 years in industry

Regan Wall

Advisor at CAPITAL WEALTH PLANNING, LLC

NAPLES, FL

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Search this name across graphsid dfx:ria:b24dffc3-775b-d6d8-963d-8ae19edfbcc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL WEALTH PLANNING, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 25, 2008
First registration: Aug 28, 2014
Dual registered: no
Other names: REGAN MERIWETHER WALL|Regan Wall|Regan M. Wall
IAPD individual key: 5428035

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL WEALTH PLANNING, LLC	Independent wealth	Jan 21, 2025	n/a	yes	NAPLES, FL\|NAPLES, FL	Current employment
STRINGER ASSET MANAGEMENT, LLC	Former SEC adviser	Sep 19, 2024	Mar 31, 2025	no	Gulf Breeze, FL\|MEMPHIS, TN	Previous registration
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Mar 31, 2022	Jun 6, 2024	no	GULF BREEZE, FL\|OAKS, PA	Previous registration
SAXONY CAPITAL MANAGEMENT, LLC	Independent wealth	Apr 20, 2020	May 19, 2021	no	Gulf Breeze, FL\|SAINT LOUIS, MO	Previous registration
STERLING CAPITAL MANAGEMENT LLC	Other adviser	Aug 28, 2014	May 1, 2018	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRINGER ASSET MANAGEMENT, LLC	CAPITAL WEALTH PLANNING, LLC	Mar 31, 2025	Jan 21, 2025	-69	Firm change after gap	RIA to RIA
SEI INVESTMENTS MANAGEMENT CORP	STRINGER ASSET MANAGEMENT, LLC	Jun 6, 2024	Sep 19, 2024	105	Firm change	Other
SAXONY CAPITAL MANAGEMENT, LLC	SEI INVESTMENTS MANAGEMENT CORP	May 19, 2021	Mar 31, 2022	316	Firm change	Other
STERLING CAPITAL MANAGEMENT LLC	SAXONY CAPITAL MANAGEMENT, LLC	May 1, 2018	Apr 20, 2020	720	Firm change after gap	Other

Relationships

Registered with (5)

→ CAPITAL WEALTH PLANNING, LLCRegistered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ STRINGER ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 19, 2024 to Mar 31, 2025factForm ADV
→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: previous registration
Mar 31, 2022 to Jun 6, 2024factForm ADV
→ SAXONY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 20, 2020 to May 19, 2021factForm ADV
→ STERLING CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 28, 2014 to May 1, 2018factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
Regan Wall left Stringer Asset Management, Llc for Capital Wealth Planning, Llc (registered 2025-01-21)
Form ADVobserved 5 days ago
Occurred
Jun 6, 2024
Advisor changed firm
Regan Wall left Sei Investments Management Corp for Stringer Asset Management, Llc (registered 2024-09-19)
Form ADVobserved 5 days ago