DFX Intelligence

R••• A•••••••• E••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

R••• A•••••••• E••

Advisor at C•••••• I••••••••• A•••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:b253cd59-4352-27e7-12d9-27e1e044b990

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A•••••••• L••	Independent wealth	Aug 1, 2011	n/a	yes	ATLANTA, GA	Current employment
W••• S••••••••• I•••	Former SEC adviser	Apr 16, 2010	Dec 23, 2025	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• S••••••••• I•••	C•••••• I••••••••• A•••••••• L••	Dec 23, 2025	Aug 1, 2011	-5,258	Firm change after gap	Other
C•••••• I••••••••• A••••••• L••	W••• S••••••••• I•••	Aug 1, 2011	Apr 16, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
147762:158055:GA:2025-12-23	Dec 23, 2025	Aug 1, 2011	ATLANTA, GA	Firm change after gap

Relationships

Registered with (3)

→ C•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 1, 2011 to presentfactForm ADV
→ W••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2010 to Dec 23, 2025factForm ADV
→ C•••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 16, 2010 to Aug 1, 2011factForm ADV

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b253cd59-4352-27e7-12d9-27e1e044b990
First observed: Apr 16, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.