DFX Intelligence

W••• S••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

W••• S••••••••• I•••

CRD 147762

ATLANTA, GA

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Search this name across graphsid dfx:ria:a34e2ae3-ada6-821c-db6e-a3998695af49

Data as of Mar 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 20
On other graphs: 1
Observed: Dec 19, 2011 to Mar 5, 2025
50 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

W••• S••••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $256M••• Locked
Discretionary RAUM: $256M
Private client RAUM: $251Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• F••••• T••••	Member	C	yes	04/2020	Jan 30, 2024	Sep 4, 2024
C•••••• I••••••••• A•••••••• L••	Shareholder	E	yes	12/2023	Jan 30, 2024	Sep 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• I••••••••• A•••••••• L••	n/a	Independent wealth	$8.2B	N	yes	n/a
A••••• P•••••• A•••••• L••	n/a	ASSET_M••••••	$562M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	11	-10	n/a	0	0	0	2	13

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$256M	$227M	12.3%	$229M	3.7%	22	24	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••• I••••••••• A•••••••• L••	10	Dec 23, 2025	Oct 2, 2025	ATLANTA, GA	Firm absorbed	RIA to RIA	76.9%

Relationships

Affiliated with (5)

← A••••• P•••••• A•••••• L••Registered adviserother investment adviser, common control
factForm ADV
← C•••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, control
factForm ADV
→ C•••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ A••••• P•••••• A•••••• L••Registered adviserother investment adviser, common control

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 23, 2025
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
10 advisors
Occurred
Dec 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a34e2ae3-ada6-821c-db6e-a3998695af49
First observed: Dec 19, 2011
Last observed: Mar 5, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.