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L•••• P••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

L•••• P••• C••••••

Advisor at C•••••••

Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2810997-d057-739c-6f1f-7c75eafe9df7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Dec 10, 2024	n/a	yes	Boston, MA	Current employment
B••••• F•••••••• M••••••••• L••	Former SEC adviser	May 5, 2021	Oct 3, 2025	no	B•••••, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• F•••••••• M••••••••• L••	C•••••••	Oct 3, 2025	Dec 10, 2024	-297	Firm change after gap	Other
W•••••••• I••••••••• P•••••••• L••	B••••• F•••••••• M••••••••• L••	Oct 30, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112360:175112:MA:2025-10-03	Oct 3, 2025	Dec 10, 2024	B•••••, MA	Firm change after gap
144984:112360:MA:2020-10-30	Oct 30, 2020	May 5, 2021	W••••••••, MA	Firm change

Relationships

Registered with (5)

→ C•••••••Registered adviserregistration: current employment
Dec 10, 2024 to presentfactForm ADV
→ B••••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
May 5, 2021 to Oct 3, 2025factForm ADV
→ W•••••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2014 to Oct 30, 2020factForm ADV
→ W•••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
L•••• P••• C•••••• left B••••• F•••••••• M••••••••• L•• for Captrust (registered 2024-12-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2810997-d057-739c-6f1f-7c75eafe9df7
First observed: Oct 7, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.