DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

L•••• P••• C••••••

C•••••••institutionalBoston, MaIA-onlyIAPD 3107747

Feed of 09/14/2026

Also filed as L•••• Maurice C••••••

At current firm

1 y

since Dec 10, 2024

In the industry

28 y

since Sep 4, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Dec 10, 2024 · Boston, Ma
B••••• F•••••••• M••••••••• L•• former
May 5, 2021 to Oct 3, 2025 · B•••••, Ma
W•••••••• I••••••••• P•••••••• L•• former
Sep 9, 2014 to Oct 30, 2020 · W••••••••, Ma
W•••••••• I••••••••• M••••••••• I••• former
Nov 10, 2010 to Jan 29, 2013 · B•••••, Ma
W••••••• I••••••••• M••••••••• I•• unclassified
Oct 7, 2002 to Nov 18, 2010 · B•••••, Ma

Moves

a registration end followed by a registration begin elsewhere

B••••• F•••••••• M••••••••• L•• to C•••••••
left Oct 3, 2025, registered Dec 10, 2024 (-297 days) · Other · moved with a team
W•••••••• I••••••••• P•••••••• L•• to B••••• F•••••••• M••••••••• L••
left Oct 30, 2020, registered May 5, 2021 (187 days) · RIA to RIA · moved with a team
W•••••••• I••••••••• M••••••••• I••• to W•••••••• I••••••••• P•••••••• L••
left Jan 29, 2013, registered Sep 9, 2014 (588 days) · Other
W••••••• I••••••••• M••••••••• I•• to W•••••••• I••••••••• M••••••••• I•••
left Nov 18, 2010, registered Nov 10, 2010 (-8 days) · Other

Signals

L•••• P••• C•••••• left B••••• F•••••••• M••••••••• L•• for Captrust (registered 2024-12-10)
Oct 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address