DFX Intelligence

J••• J••••• I•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)45 years in industry

J••• J••••• I•••••••••

Advisor at O•••• A••••••• S•••••••• L••

Allentown, PA | ATLANTA, GA

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Search this name across graphsid dfx:ria:b28394e9-36fa-d98b-bc66-d98074444316

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 31, 1992 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 8, 2018	n/a	yes	Allentown, PA\|ATLANTA, GA	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Sep 3, 2013	May 2, 2014	no	ALLENTOWN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• M••••••••• G••••• L•••	I•• R•••••• A••••••• I••	Dec 31, 2018	Sep 14, 1995	-8,509	Firm change after gap	Other
I•• R•••••• A••••••• I••	W••••• S••••• S••••••••• I•••	Dec 31, 2017	Jul 19, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
119449:108677:PA:2018-12-31	Dec 31, 2018	Sep 14, 1995	BERWYN, PA	Firm change after gap

Relationships

Registered with (5)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 8, 2018 to presentfactForm ADV
→ A••••••• F•••••••• M••••••••• G••••• L•••Registered adviserregistration: previous registration
Jul 31, 1992 to Dec 31, 2018factForm ADV
→ I•• R•••••• A••••••• I••Registered adviserregistration: previous registration
Sep 14, 1995 to Dec 31, 2017factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 14, 2026
J••• J••••• I••••••••• added a AZ registration at O•••• A••••••• S•••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b28394e9-36fa-d98b-bc66-d98074444316
First observed: Jul 31, 1992
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.