RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• I•••••••••
- O•••• A••••••• S•••••••• L•• BD affiliated currentsince Jun 8, 2018 · Allentown, Pa
- C••••• A•••••• N••••••• L•• formerSep 3, 2013 to May 2, 2014 · Allentown, Pa
- W••••• S••••• S••••••••• I••• formerJul 19, 2007 to Sep 3, 2013 · Allentown, Pa
- I•• R•••••• A••••••• I•• formerSep 14, 1995 to Dec 31, 2017 · Berwyn, Pa
- A••••••• F•••••••• M••••••••• G••••• L••• formerJul 31, 1992 to Dec 31, 2018 · Berwyn, Pa
- A••••••• F•••••••• M••••••••• G••••• L••• to I•• R•••••• A••••••• I••left Dec 31, 2018, registered Sep 14, 1995 (-8509 days) · Other · moved with a team
- I•• R•••••• A••••••• I•• to W••••• S••••• S••••••••• I•••left Dec 31, 2017, registered Jul 19, 2007 (-3818 days) · Other
- C••••• A•••••• N••••••• L•• to O•••• A••••••• S•••••••• L••left May 2, 2014, registered Jun 8, 2018 (1498 days) · Other
- W••••• S••••• S••••••••• I••• to C••••• A•••••• N••••••• L••left Sep 3, 2013, registered Sep 3, 2013 (0 days) · Other
- J••• J••••• I••••••••• added a AZ registration at O•••• A••••••• S•••••••• L••Sep 14, 2026 · a•••••• state registration added · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address