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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

KELLY LEE AUSBURN

Advisor at GLOBAL RETIREMENT PARTNERS LLC

SAN RAFAEL, CA | Gig Harbor, WA

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Search this name across graphsid dfx:ria:b2869175-9be8-dc53-077a-791a9f4366fd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLOBAL RETIREMENT PARTNERS LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 10, 2010
First registration: Jan 1, 2011
Dual registered: yes, broker-dealer
Other names: KELLY L AUSBURN|CAL AUSBURN
IAPD individual key: 5857571

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Nov 22, 2022	n/a	yes	Gig Harbor, WA\|SAN RAFAEL, CA	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 1, 2021	Dec 2, 2022	no	Bonney Lake, WA\|Gig Harbor, WA	Previous registration
SHAREBUILDER 401K	No RAUM reported	Aug 2, 2019	Feb 1, 2021	no	SEATTLE, WA	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jul 6, 2015	Aug 1, 2019	no	SEATTLE, WA\|MCLEAN, VA\|Seattle, WA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Aug 24, 2012	Dec 16, 2013	no	KENT, WA\|BUCKLEY, WA\|SUMNER, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2011	Feb 23, 2011	no	AUBURN, WA\|TACOMA, WA\|SAN LEANDRO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	GLOBAL RETIREMENT PARTNERS LLC	Dec 2, 2022	Nov 22, 2022	-10	Firm change	Other
SHAREBUILDER 401K	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 1, 2021	Mar 1, 2021	28	Firm change	Other
CAPITAL ONE ADVISORS, LLC	SHAREBUILDER 401K	Aug 1, 2019	Aug 2, 2019	1	Firm change	Other
U.S. BANCORP ADVISORS, LLC	CAPITAL ONE ADVISORS, LLC	Dec 16, 2013	Jul 6, 2015	567	Firm change after gap	Other
WELLS FARGO ADVISORS	U.S. BANCORP ADVISORS, LLC	Feb 23, 2011	Aug 24, 2012	548	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136865:300537:WA:2019-08-01	Aug 1, 2019	Aug 2, 2019	SEATTLE, WA	Firm change

Relationships

Registered with (6)

→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: current employment
Nov 22, 2022 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 1, 2021 to Dec 2, 2022factForm ADV
→ SHAREBUILDER 401KRegistered adviserregistration: previous registration
Aug 2, 2019 to Feb 1, 2021factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 6, 2015 to Aug 1, 2019factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 24, 2012 to Dec 16, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2011 to Feb 23, 2011factForm ADV

Dated events

Occurred
Dec 2, 2022
Advisor changed firm
Kelly Lee Ausburn left Cambridge Investment Research Advisors, Inc. for Global Retirement Partners Llc (registered 2022-11-22)
Form ADVobserved 3 days ago