RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• L•• A••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Nov 22, 2022 · Gig Harbor, Wa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 1, 2021 to Dec 2, 2022 · Bonney Lake, Wa
- S••••••••• 4••• no RAUMAug 2, 2019 to Feb 1, 2021 · Seattle, Wa
- C•••••• O•• A•••••••• L•• formerJul 6, 2015 to Aug 1, 2019 · Seattle, Wa
- U••• B•••••• A•••••••• L•• BD affiliatedAug 24, 2012 to Dec 16, 2013 · Kent, Wa
- W•••• F•••• A••••••• wirehouseJan 1, 2011 to Feb 23, 2011 · Auburn, Wa
- C•••••••• I••••••••• R••••••• A•••••••• I••• to G••••• R••••••••• P••••••• L••left Dec 2, 2022, registered Nov 22, 2022 (-10 days) · Other
- S••••••••• 4••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 1, 2021, registered Mar 1, 2021 (28 days) · Other
- C•••••• O•• A•••••••• L•• to S••••••••• 4•••left Aug 1, 2019, registered Aug 2, 2019 (1 days) · Other · moved with a team
- U••• B•••••• A•••••••• L•• to C•••••• O•• A•••••••• L••left Dec 16, 2013, registered Jul 6, 2015 (567 days) · Other
- W•••• F•••• A••••••• to U••• B•••••• A•••••••• L••left Feb 23, 2011, registered Aug 24, 2012 (548 days) · Other
- K•••• L•• A•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for G••••• R••••••••• P••••••• L•• (registered 2022-11-22)Dec 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address