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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SARVER VROOMAN WEALTH ADVISORS LLC

CRD 332699

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b28cd344-da51-b1c2-a68d-d08a46e18282

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Dec 23, 2024 to Apr 21, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $452MItem 5.F on the latest filing (2026-04-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $382M
Private client RAUM: $449MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $113Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 934
Individual clients: 169
High net worth clients: 122
Custody, client assets: $31.2M
SEC number: 801-131869
CRD: 332699
Filings on the tape: 5
First filed: Dec 23, 2024
Latest filed: Apr 21, 2026
Organised: Limited Liability Company, KS
Website: svwealthadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PETER VROOMAN	n/a	KANSAS CITY, MO	1	32	4	no
JESSICA MARIE ESTES-FLEISCHMANN	n/a	KANSAS CITY, MO	1	22	4	no
RON DIETZ	n/a	KANSAS CITY, MO	1	18	1	no
THOMAS KING	n/a	KANSAS CITY, MO	1	11	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIETZ, RON	Partner	B	yes	02/2025	Dec 23, 2024	Dec 23, 2024
ESTES-FLEISCHMANN, JESSICA, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	02/2025	Dec 23, 2024	Dec 23, 2024
KING, THOMAS	Partner	B	yes	02/2025	Dec 23, 2024	Dec 23, 2024
SARVER, JONATHAN	MANAGING PARTNER	C	yes	02/2025	Dec 23, 2024	Dec 23, 2024
VROOMAN, PETER	MANAGING PARTNER	C	yes	02/2025	Dec 23, 2024	Dec 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$452M	$382M	5	4	0	n/a	n/a
2024	Mar 6, 2025	$427M	$338M	5	5	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$452M	$427M	5.8%	n/a	n/a	5	5	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	3	Mar 7, 2025	Feb 24, 2025	KANSAS CITY, MO	Team lift out	Wirehouse to RIA	0.1%

Relationships

Registered with (4)

← PETER VROOMANAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← JESSICA MARIE ESTES-FLEISCHMANNAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← RON DIETZAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← THOMAS KINGAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV

Moved with (1)

← WELLS FARGO ADVISORSRegistered adviser3 advisors, team lift out, same day
Mar 7, 2025 to Feb 24, 2025factForm ADV

Controls (5)

← VROOMAN, PETEROwnerMANAGING PARTNER, ownership code C, individual
Dec 23, 2024 to Dec 23, 2024factForm ADV
← SARVER, JONATHANOwnerMANAGING PARTNER, ownership code C, individual
Dec 23, 2024 to Dec 23, 2024factForm ADV
← ESTES-FLEISCHMANN, JESSICA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 23, 2024 to Dec 23, 2024factForm ADV
← DIETZ, RONOwnerPARTNER, ownership code B, individual
Dec 23, 2024 to Dec 23, 2024factForm ADV
← KING, THOMASOwnerPARTNER, ownership code B, individual
Dec 23, 2024 to Dec 23, 2024factForm ADV

Dated events

Occurred
Mar 7, 2025
Team lift-out
3 advisors left Wells Fargo Advisors (Kansas City, MO) for Sarver Vrooman Wealth Advisors LLC on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Dec 23, 2024
First Form ADV filing
Sarver Vrooman Wealth Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b28cd344-da51-b1c2-a68d-d08a46e18282
First observed: Dec 23, 2024
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SARVER VROOMAN WEALTH ADVISORS LLC

CRD 332699

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b28cd344-da51-b1c2-a68d-d08a46e18282

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PETER VROOMAN

n/a

KANSAS CITY, MO

JESSICA MARIE ESTES-FLEISCHMANN

n/a

KANSAS CITY, MO

RON DIETZ

n/a

KANSAS CITY, MO

THOMAS KING

n/a

KANSAS CITY, MO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIETZ, RON

Partner

yes

02/2025

Dec 23, 2024

ESTES-FLEISCHMANN, JESSICA, MARIE

CHIEF COMPLIANCE OFFICER

yes

02/2025

Dec 23, 2024

KING, THOMAS

Partner

yes

02/2025

Dec 23, 2024

SARVER, JONATHAN

MANAGING PARTNER

yes

02/2025

Dec 23, 2024

VROOMAN, PETER

MANAGING PARTNER

yes

02/2025

Dec 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$452M

$382M

n/a

2024

Mar 6, 2025

$427M

$338M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$452M

$427M

5.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Mar 7, 2025

Feb 24, 2025

KANSAS CITY, MO

Team lift out

Wirehouse to RIA

0.1%