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Advisor at SARVER VROOMAN WEALTH ADVISORS LLC
KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SARVER VROOMAN WEALTH ADVISORS LLC | Independent wealth | Feb 24, 2025 | n/a | yes | KANSAS CITY, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 21, 2019 | Mar 7, 2025 | no | KANSAS CITY, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 24, 2013 | Aug 21, 2019 | no | MISSION WOODS, KS | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 16, 2009 | Jun 5, 2013 | no | LEAWOOD, KS | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 23, 2009 | Apr 23, 2009 | no | Kansas City, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | SARVER VROOMAN WEALTH ADVISORS LLC | Mar 7, 2025 | Feb 24, 2025 | -11 | Firm change | Wirehouse to new firm |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Aug 21, 2019 | Aug 21, 2019 | 0 | Channel change | Wirehouse to wirehouse |
| RBC CAPITAL MARKETS, LLC | WELLS FARGO ADVISORS | Jun 5, 2013 | May 24, 2013 | -12 | Firm change | Ibd to wirehouse |
| UBS FINANCIAL SERVICES INC. | RBC CAPITAL MARKETS, LLC | Apr 23, 2009 | Apr 16, 2009 | -7 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:332699:MO:2025-03-07 | Mar 7, 2025 | Feb 24, 2025 | KANSAS CITY, MO | Firm change |
| 19616:11025:KS:2019-08-21 | Aug 21, 2019 | Aug 21, 2019 | MISSION WOODS, KS | Firm change |