DFX Intelligence

D••• M••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

D••• M••••• D•••••

Advisor at S••••• W••••• M•••••••••

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:b297afa5-41c9-179d-1e30-981616d6f4fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Apr 22, 2020	n/a	yes	ST. PETERSBURG, FL	Current employment
C• P••••••• C•••	Independent wealth	Jan 2, 2018	Jun 10, 2020	no	ST. PETERSBURG, FL\|PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• P••••••• C•••	S••••• W••••• M•••••••••	Jun 10, 2020	Apr 22, 2020	-49	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 22, 2020 to presentfactForm ADV
→ C• P••••••• C•••Registered adviserregistration: previous registration
Jan 2, 2018 to Jun 10, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b297afa5-41c9-179d-1e30-981616d6f4fb
First observed: Jan 2, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.