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C•••••• R•••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

C•••••• R•••••• P•••

Advisor at N••••••••• A•••• M••••••••• L••

Greenwich, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b29ca2b0-b984-f49c-7e2f-0ce5d67144b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• A•••• M••••••••• L••	Independent wealth	Jan 6, 2025	n/a	yes	Greenwich, CT	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Jun 6, 2024	Dec 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W•••••	N••••••••• A•••• M••••••••• L••	Jul 25, 2024	Jun 6, 2024	-49	Bulk transfer	RIA to RIA
N••••••••• A•••• M••••••••• L••	C•••••••• W•••••	Nov 8, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109582:310912:CT:2021-11-08	Nov 8, 2021	Nov 18, 2021	GREENWICH, CT	Firm change

Relationships

Registered with (3)

→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jun 6, 2024 to Dec 31, 2024factForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Nov 18, 2021 to Jul 25, 2024factForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 9, 2015 to Nov 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b29ca2b0-b984-f49c-7e2f-0ce5d67144b0
First observed: Nov 9, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.