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RIA / WealthAdvisorCertified Financial Planner23 years in industry

STEVEN ROGER MARTIN

Advisor at FORUM FINANCIAL MANAGEMENT, LP

LOMBARD, IL

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Search this name across graphsid dfx:ria:b29fa683-e43f-e1ec-35cb-74299b919754

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FORUM FINANCIAL MANAGEMENT, LP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Mar 28, 2003
First registration: Apr 8, 2003
Dual registered: no
IAPD individual key: 4624553

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FORUM FINANCIAL MANAGEMENT, LP	Independent wealth	Sep 17, 2019	n/a	yes	LOMBARD, IL	Current employment
FORVIS MAZARS WEALTH ADVISORS, LLC	Independent wealth	Nov 4, 2014	Jun 10, 2019	no	OAKBROOK TERRACE, IL\|SPRINGFIELD, MO	Previous registration
WOLF FINANCIAL MANAGEMENT, LLC	Former SEC adviser	Nov 11, 2010	Oct 30, 2015	no	OAKBROOK TERRACE, IL	Previous registration
WOLF FINANCIAL MANAGEMENT, LLC	Former SEC adviser	Nov 11, 2010	Dec 31, 2014	no	OAKBROOK TERRACE, IL\|OAKBROOK TERRACE, IL\|OAKBROOK TERRACE, IL	Previous registration
ONYX WEALTH ADVISORS, INC.	Former SEC adviser	Jul 13, 2009	Nov 12, 2010	no	DALLAS, TX	Previous registration
BEACON FINANCIAL PLANNING SERVICES, LTD	n/a	Apr 9, 2003	Dec 31, 2007	no	PLAINFIELD, IL	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 8, 2003	Jul 13, 2009	no	PLAINFIELD, IL\|PLAINFIELD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORVIS MAZARS WEALTH ADVISORS, LLC	FORUM FINANCIAL MANAGEMENT, LP	Jun 10, 2019	Sep 17, 2019	99	Firm change	RIA to RIA
WOLF FINANCIAL MANAGEMENT, LLC	FORVIS MAZARS WEALTH ADVISORS, LLC	Oct 30, 2015	Nov 4, 2014	-360	Firm change after gap	Other
ONYX WEALTH ADVISORS, INC.	WOLF FINANCIAL MANAGEMENT, LLC	Nov 12, 2010	Nov 11, 2010	-1	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	BEACON FINANCIAL PLANNING SERVICES, LTD	Jul 13, 2009	Apr 9, 2003	-2,287	Firm change after gap	Other
BEACON FINANCIAL PLANNING SERVICES, LTD	ONYX WEALTH ADVISORS, INC.	Dec 31, 2007	Jul 13, 2009	560	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
44225:110905:IL:2015-10-30	Oct 30, 2015	Nov 4, 2014	OAKBROOK TERRACE, IL	Firm change after gap

Relationships

Registered with (6)

→ FORUM FINANCIAL MANAGEMENT, LPRegistered adviserregistration: current employment
Sep 17, 2019 to presentfactForm ADV
→ FORVIS MAZARS WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 4, 2014 to Jun 10, 2019factForm ADV
→ WOLF FINANCIAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 11, 2010 to Oct 30, 2015factForm ADV
→ ONYX WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 13, 2009 to Nov 12, 2010factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Apr 8, 2003 to Jul 13, 2009factForm ADV
→ BEACON FINANCIAL PLANNING SERVICES, LTDRegistered adviserregistration: previous registration
Apr 9, 2003 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.