DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Roger Martin
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Sep 17, 2019
In the industry
23 y
since Mar 28, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Forum Financial Management, LP independent RIA currentsince Sep 17, 2019 · Lombard, Il
- Forvis Mazars Wealth Advisors, LLC independent RIANov 4, 2014 to Jun 10, 2019 · Oakbrook Terrace, Il
- Wolf Financial Management, LLC formerNov 11, 2010 to Dec 31, 2014 · Oakbrook Terrace, Il
- Wolf Financial Management, LLC formerNov 11, 2010 to Oct 30, 2015 · Oakbrook Terrace, Il
- Onyx Wealth Advisors, Inc. formerJul 13, 2009 to Nov 12, 2010 · Dallas, Tx
- Beacon Financial Planning Services, Ltd unclassifiedApr 9, 2003 to Dec 31, 2007 · Plainfield, Il
- Commonwealth Financial Network national BDApr 8, 2003 to Jul 13, 2009 · Plainfield, Il
Moves
a registration end followed by a registration begin elsewhere
- Forvis Mazars Wealth Advisors, LLC to Forum Financial Management, LPleft Jun 10, 2019, registered Sep 17, 2019 (99 days) · RIA to RIA
- Wolf Financial Management, LLC to Forvis Mazars Wealth Advisors, LLCleft Oct 30, 2015, registered Nov 4, 2014 (-360 days) · Other · moved with a team
- Onyx Wealth Advisors, Inc. to Wolf Financial Management, LLCleft Nov 12, 2010, registered Nov 11, 2010 (-1 days) · Other
- Commonwealth Financial Network to Beacon Financial Planning Services, Ltdleft Jul 13, 2009, registered Apr 9, 2003 (-2287 days) · Other
- Beacon Financial Planning Services, Ltd to Onyx Wealth Advisors, Inc.left Dec 31, 2007, registered Jul 13, 2009 (560 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address