DFX Intelligence
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Reading the graph
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Advisor at H•••••••• P••••••• P•••••••
DOWNERS GROVE, IL | Palatine, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••••• P••••••• P••••••• | Independent wealth | Jun 3, 2024 | n/a | yes | Palatine, IL|DOWNERS GROVE, IL | Current employment |
| V•••••• F•••••••• P••••••• L•••••• | Former SEC adviser | Feb 11, 2004 | Jul 31, 2024 | no | ARLINGTON HEIGHTS, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••••• F•••••••• P••••••• L•••••• | H•••••••• P••••••• P••••••• | Jul 31, 2024 | Jun 3, 2024 | -58 | Firm change after gap | RIA to RIA |
| L•• F•••••••• L•• | V•••••• F•••••••• P••••••• L•••••• | Dec 4, 2008 | Feb 11, 2004 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 123351:316636:IL:2024-07-31 | Jul 31, 2024 | Jun 3, 2024 | ARLINGTON HEIGHTS, IL | Firm change after gap |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 16, 2001 | Dec 4, 2008 | no | ARLINGTON HTS, IL|ARLINGTON HTS, IL | Previous registration |
| V•••••• F•••••••• P••••••• L•••••• | Former SEC adviser | Mar 29, 1998 | Dec 31, 2002 | no | ARLINGTON HEIGHTS, IL | Previous registration |
| -1,758 |
| Firm change after gap |
| Other |
| V•••••• F•••••••• P••••••• L•••••• | L•• F•••••••• L•• | Dec 31, 2002 | Mar 16, 2001 | -655 | Firm change after gap | Other |