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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

SIMONA TAUROSEVICIUS

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

PALM BEACH GARDENS, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:b2adeb71-8261-7a59-4860-1cea3bed0a9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A.G.P / ALLIANCE GLOBAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 31, 2013
First registration: Feb 1, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 5924733

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Jul 8, 2025	n/a	yes	PALM BEACH GARDENS, FL\|BOCA RATON, FL	Current employment
GWN SECURITIES INC.	Bd affiliated wealth	Jul 9, 2019	Jul 1, 2025	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL	Previous registration
MAXIM FINANCIAL ADVISORS LLC	Independent wealth	Jun 7, 2016	Jul 8, 2019	no	NEW YORK, NY	Previous registration
PROFESSIONAL PLANNING SERVICES	Former SEC adviser	Jun 23, 2014	Jun 24, 2015	no	HOLBROOK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 1, 2013	Feb 20, 2013	no	WEST ISLIP, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GWN SECURITIES INC.	A.G.P / ALLIANCE GLOBAL PARTNERS	Jul 1, 2025	Jul 8, 2025	7	Firm change	Ibd to RIA
MAXIM FINANCIAL ADVISORS LLC	GWN SECURITIES INC.	Jul 8, 2019	Jul 9, 2019	1	Firm change	Ibd to ibd
PROFESSIONAL PLANNING SERVICES	MAXIM FINANCIAL ADVISORS LLC	Jun 24, 2015	Jun 7, 2016	349	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PROFESSIONAL PLANNING SERVICES	Feb 20, 2013	Jun 23, 2014	488	Firm change after gap	Other

Relationships

Registered with (5)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
Jul 8, 2025 to presentfactForm ADV
→ GWN SECURITIES INC.Registered adviserregistration: previous registration
Jul 9, 2019 to Jul 1, 2025factForm ADV
→ MAXIM FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Jun 7, 2016 to Jul 8, 2019factForm ADV
→ PROFESSIONAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 23, 2014 to Jun 24, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 1, 2013 to Feb 20, 2013factForm ADV

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
Simona Taurosevicius left Gwn Securities Inc. for A.G.P / Alliance Global Partners (registered 2025-07-08)
Form ADVobserved 6 days ago