DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Simona Taurosevicius
Feed of 09/14/2026
At current firm
1 y
since Jul 8, 2025
In the industry
13 y
since Jan 31, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A.G.P / Alliance Global Partners independent RIA currentsince Jul 8, 2025 · Palm Beach Gardens, Fl
- Gwn Securities Inc. BD affiliatedJul 9, 2019 to Jul 1, 2025 · Palm Beach Gardens, Fl
- Maxim Financial Advisors LLC independent RIAJun 7, 2016 to Jul 8, 2019 · New York, Ny
- Professional Planning Services formerJun 23, 2014 to Jun 24, 2015 · Holbrook, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 1, 2013 to Feb 20, 2013 · West Islip, Ny
Moves
a registration end followed by a registration begin elsewhere
- Gwn Securities Inc. to A.G.P / Alliance Global Partnersleft Jul 1, 2025, registered Jul 8, 2025 (7 days) · Affiliated broker-dealer or bank to independent RIA
- Maxim Financial Advisors LLC to Gwn Securities Inc.left Jul 8, 2019, registered Jul 9, 2019 (1 days) · Affiliated broker-dealer or bank to another
- Professional Planning Services to Maxim Financial Advisors LLCleft Jun 24, 2015, registered Jun 7, 2016 (349 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Professional Planning Servicesleft Feb 20, 2013, registered Jun 23, 2014 (488 days) · Other
Signals
- Simona Taurosevicius left Gwn Securities Inc. for A.G.P / Alliance Global Partners (registered 2025-07-08)Jul 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address