DFX Intelligence

A•••• K•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

A•••• K•••••• M•••••

Advisor at S••••• C•••••• M•••••••••

L••••BURG, VA

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Search this name across graphsid dfx:ria:b2b8f6d3-7d28-f8cc-6246-c941ebf9dc1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• C•••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Oct 24, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• C•••••• M•••••••••	Former SEC adviser	Jun 5, 2009	n/a	yes	L••••BURG, VA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 16, 2005	Jun 8, 2009	no	CHARLOTTESVILLE, VA\|CHARLOTTESVILLE, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••• C•••••• M•••••••••	Jun 8, 2009	Jun 5, 2009	-3	Firm change	Other
M••••• S•••••• D• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 10, 2005	Mar 16, 2005

Relationships

Registered with (3)

→ S••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jun 5, 2009 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 16, 2005 to Jun 8, 2009factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Oct 25, 2002 to Jan 10, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2b8f6d3-7d28-f8cc-6246-c941ebf9dc1d
First observed: Oct 25, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.