A•••• K•••••• M•••••

• S••••• C•••••• M••••••••• former current
  since Jun 5, 2009 · L••••Burg, Va
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 16, 2005 to Jun 8, 2009 · Charlottesville, Va
• M••••• S•••••• D• I••• unclassified
  Oct 25, 2002 to Jan 10, 2005 · Roanoke, Va

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••• C•••••• M•••••••••
  left Jun 8, 2009, registered Jun 5, 2009 (-3 days) · Other
• M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jan 10, 2005, registered Mar 16, 2005 (65 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Former SEC-registered adviserderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address