DFX Intelligence

S•••• A••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

S•••• A••••• S•••••

Advisor at V••••• P•••••••

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:b2d7aea0-54c5-f756-88e8-54823d960fda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• P•••••••	Independent wealth	Jan 18, 2023	n/a	yes	DOWNERS GROVE, IL	Current employment
O••••• F•••••••• G••••• L••	Independent wealth	Jul 28, 2021	Jan 13, 2023	no	CARMEL, IN\|Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• F•••••••• G••••• L••	V••••• P•••••••	Jan 13, 2023	Jan 18, 2023	5	Firm change	RIA to RIA
C•••••• G•••• P•••••• C••••• S•••••••• I•••	O••••• F•••••••• G••••• L••	Jul 20, 2021	Jul 28, 2021

Relationships

Registered with (6)

→ V••••• P•••••••Registered adviserregistration: current employment
Jan 18, 2023 to presentfactForm ADV
→ O••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 28, 2021 to Jan 13, 2023factForm ADV
→ C•••••• G•••• P•••••• C••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 1, 2021 to Jul 20, 2021factForm ADV
→ C•••••• B••• A•• T•••• C••••••

Dated events

Occurred
Jan 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2d7aea0-54c5-f756-88e8-54823d960fda
First observed: Jan 28, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.