DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott Andrew Sandee

Vertex Partnersindependent RIADowners Grove, IlIA-onlyIAPD 4605342

Certified Financial Planner

Feed of 09/14/2026

Also filed as Scott Sandee

At current firm

3 y

since Jan 18, 2023

In the industry

23 y

since Jan 27, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Managing Partnerreportedvertexplanningpartners.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Vertex Partners independent RIA current
since Jan 18, 2023 · Downers Grove, Il
Oxford Financial Group, Ltd independent RIA
Jul 28, 2021 to Jan 13, 2023 · Carmel, In
Capital Group Private Client Services, Inc. independent RIA
Jul 1, 2021 to Jul 20, 2021 · Los Angeles, Ca
Capital Bank And Trust Company asset manager
Oct 18, 2018 to Jul 1, 2021 · Chicago, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 13, 2005 to Mar 1, 2010 · Northbrook, Il
Morgan Stanley Dw Inc. unclassified
Jan 28, 2003 to Aug 29, 2005 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Oxford Financial Group, Ltd to Vertex Partners
left Jan 13, 2023, registered Jan 18, 2023 (5 days) · RIA to RIA
Capital Group Private Client Services, Inc. to Oxford Financial Group, Ltd
left Jul 20, 2021, registered Jul 28, 2021 (8 days) · Other
Capital Bank And Trust Company to Capital Group Private Client Services, Inc.
left Jul 1, 2021, registered Jul 1, 2021 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Capital Bank And Trust Company
left Mar 1, 2010, registered Oct 18, 2018 (3153 days) · Wirehouse to independent RIA
Morgan Stanley Dw Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 29, 2005, registered Sep 13, 2005 (15 days) · Other

Signals

Scott Andrew Sandee left Oxford Financial Group, Ltd for Vertex Partners (registered 2023-01-18)
Jan 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address