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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

EHD ADVISORY SERVICES, INC.

CRD 127155

LANCASTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2e38f88-ab9e-e068-b77e-c8aa857f814a

Data as of Jun 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2012 to Jun 14, 2019
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $126MItem 5.F on the latest filing (2019-06-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $125M
Private client RAUM: $111MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 383
Individual clients: 160
High net worth clients: 30
SEC number: 801-68858
CRD: 127155
Filings on the tape: 21
First filed: Mar 16, 2012
Latest filed: Jun 14, 2019
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIEM, RICHARD, JAMES	Shareholder	B	yes	08/2015	Aug 31, 2015	Jun 14, 2019
ESHLEMAN, KENNETH, LEE	DIRECTOR/CHIEF COMPLIANCE OFFICER	C	yes	01/2005	Mar 16, 2012	Jun 14, 2019
MAHER, STEVEN, PATRICK	Shareholder	Na	yes	08/2015	Aug 31, 2015	Jun 14, 2019
TORRANCE, STEPHEN, HOSMER	Shareholder	B	no	10/2014	May 27, 2015	Jun 14, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Feb 12, 2019	$126M	$125M	6	4	0	n/a	n/a
2017	Feb 16, 2018	$138M	$135M	6	4	0	n/a	n/a
2016	Mar 7, 2017	$130M	$127M	6	4	n/a	n/a	n/a
2015	Feb 17, 2016	$124M	$121M	7	5	n/a	n/a	n/a
2014	Mar 18, 2015	$121M	$118M	7	5	n/a	n/a	n/a
2013	Mar 21, 2014	$110M	$108M	7	5	n/a	n/a	n/a
2012	Mar 11, 2013	$181M	$91.0M	7	5	n/a	n/a	n/a
2011	Mar 16, 2012	$174M	$78.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$126M	$138M	-8.5%	$124M	0.7%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DOMANI WEALTH, LLC	2	Dec 6, 2019	Dec 7, 2019	LANCASTER, PA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (3)

← ESHLEMAN, KENNETH, LEEOwnerDIRECTOR/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 16, 2012 to presentfactForm ADV
← DIEM, RICHARD, JAMESOwnerSHAREHOLDER, ownership code B, individual
Aug 31, 2015 to presentfactForm ADV
← MAHER, STEVEN, PATRICKOwnerSHAREHOLDER, ownership code NA, individual
Aug 31, 2015 to presentfactForm ADV

Owns (1)

← TORRANCE, STEPHEN, HOSMEROwnerSHAREHOLDER, ownership code B, individual
May 27, 2015 to presentfactForm ADV

Moved with (1)

→ DOMANI WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Dec 6, 2019 to Dec 7, 2019factForm ADV

Registered with (6)

← KENNETH LEE ESHLEMANAdvisorregistration: previous registration
Jul 29, 2008 to Dec 6, 2019factForm ADV
← STEVEN PATRICK MAHERAdvisorregistration: previous registration
Nov 10, 2015 to Dec 6, 2019factForm ADV
← JOYCE ANN LIBBYAdvisorregistration: previous registration
Feb 11, 2008 to Jun 14, 2019factForm ADV
← Christopher Robert StaufferAdvisorregistration: previous registration
Sep 14, 2011 to May 30, 2012factForm ADV
← CURT ROBERT STAUFFERAdvisorregistration: previous registration
Jan 1, 2008 to Dec 7, 2011factForm ADV
← MARK ANTHONY VERGENESAdvisorregistration: previous registration
Jun 4, 2004 to Feb 20, 2009factForm ADV

Dated events

Occurred
Feb 12, 2019
Control person left
Donald Jeffrey Tompkins (Ceo) no longer on Schedule A of Ehd Advisory Services, Inc. (listed 2018-02-16, absent 2019-02-12)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2e38f88-ab9e-e068-b77e-c8aa857f814a
First observed: Mar 16, 2012
Last observed: Jun 14, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EHD ADVISORY SERVICES, INC.

CRD 127155

LANCASTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2e38f88-ab9e-e068-b77e-c8aa857f814a

Data as of Jun 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIEM, RICHARD, JAMES

Shareholder

yes

08/2015

Aug 31, 2015

Jun 14, 2019

ESHLEMAN, KENNETH, LEE

DIRECTOR/CHIEF COMPLIANCE OFFICER

yes

01/2005

Mar 16, 2012

Jun 14, 2019

MAHER, STEVEN, PATRICK

Shareholder

yes

08/2015

Aug 31, 2015

Jun 14, 2019

TORRANCE, STEPHEN, HOSMER

Shareholder

10/2014

May 27, 2015

Jun 14, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Feb 12, 2019

$126M

$125M

n/a

2017

Feb 16, 2018

$138M

$135M

n/a

2016

Mar 7, 2017

$130M

$127M

n/a

2015

Feb 17, 2016

$124M

$121M

n/a

2014

Mar 18, 2015

$121M

$118M

n/a

2013

Mar 21, 2014

$110M

$108M

n/a

2012

Mar 11, 2013

$181M

$91.0M

n/a

2011

Mar 16, 2012

$174M

$78.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$126M

$138M

-8.5%

$124M

0.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DOMANI WEALTH, LLC

Dec 6, 2019

Dec 7, 2019

LANCASTER, PA

Team lift out

RIA to RIA

100.0%