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Advisor at C•••••••
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• | I•••••••••_MANAGER | May 31, 2018 | n/a | yes | RALEIGH, NC | Current employment |
| B••• I••••••••• I••••••••• A•••••••• I••• | Former SEC adviser | Jan 20, 2016 | May 29, 2018 | no | Raleigh, NC|GREENVILLE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• I••••••••• I••••••••• A•••••••• I••• | C••••••• | May 29, 2018 | May 31, 2018 | 2 | Firm change | Other |
| V••••• F•••• A•••• M••••••••• L•• | B••• I••••••••• I••••••••• A•••••••• I••• | Dec 8, 2015 | Jan 20, 2016 |
| V••••• F•••• A•••• M••••••••• L•• | Former SEC adviser | Nov 13, 2012 | Dec 8, 2015 | no | WILMINGTON, DE|KING OF PRUSSIA, PA | Previous registration |
| E•• A••••••• S•••••••• I••• | Former SEC adviser | Sep 14, 2011 | May 30, 2012 | no | LANCASTER, PA | Previous registration |
| 43 |
| Firm change |
| Other |
| E•• A••••••• S•••••••• I••• | V••••• F•••• A•••• M••••••••• L•• | May 30, 2012 | Nov 13, 2012 | 167 | Firm change | Other |