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Advisor at RBC ROCHDALE, LLC
SAN FRANCISCO, CA | San Francisco, CA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC ROCHDALE, LLC | Bd affiliated wealth | Jul 29, 2013 | n/a | yes | NEW YORK, NY|San Francisco, CA|SAN FRANCISCO, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 17, 2010 | May 28, 2013 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Oct 10, 2008 | Oct 11, 2010 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC ROCHDALE, LLC | May 28, 2013 | Jul 29, 2013 | 62 | Firm change | Other |
| CREDIT SUISSE SECURITIES (USA) LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 11, 2010 | Sep 17, 2010 | -24 | Firm change | Other |