DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Bkca Mezzanine Advisors, LLC

Former SEC-registered adviserNew York, New YorkCRD 161755SEC 801-74569IAPD
Legal name Jmml Mezzanine Advisors, LLC
Latest filing Mar 30, 2016
First filing on the tape Mar 9, 2012 · 5 filings
RAUM
$11.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$11.3M gross assets
History
5 filings and snapshots on the tape
RAUM$11.3M as of Mar 30, 2016
Mar 27, 2013$224M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2016
Mar 27, 20130 then
Employees (5.A)0 as of Mar 30, 2016
Mar 27, 201323 then
Private funds1 as of Mar 30, 2016
Mar 27, 20131 then
RAUM -83% over the last fiscal year-63% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$11.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-83%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$11.3M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$11.3M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Jmml Mezzanine Partners I, LLCPrivate Equity Fund$11.3M2Mar 9, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Barry Michael Lazar · Officercontrol
        since 03/2015 · owns less than 5%
      • Robert James Maher · Officercontrol
        since 03/2015 · owns less than 5%
      • Dennis Laurence Paredes · Chief Compliance Officer And General Counselcontrol
        since 11/2009 · owns less than 5%
      • Barry Michael Lazar · Membercontrol
        since 03/2015 · owns F of 52nd Street Capital Advisors LLC
      • Robert James Maher · Membercontrol
        since 03/2015 · owns F of 52nd Street Capital Advisors LLC
      Entity owners
      • Blackrock Kelso Capital Advisors LLC · Member
        direct · owns 75% or more
      • Blackrock Advisors, LLC · Member - Class B Interests
        indirect · owns 25% to 50% of 52nd Street Capital Advisors LLC
      • Blackrock Capital Holdings, Inc. · Sole Shareholder
        indirect · owns 75% or more of Blackrock Advisors, LLC
      • Blackrock Financial Management, Inc · Sole Shareholder
        indirect · owns 75% or more of Blackrock Capital Holdings, Inc.
      • Blackrock Holdco 2, Inc. · Sole Shareholder
        indirect · owns 75% or more of Blackrock Financial Management, Inc.
      • Blackrock, Inc. · Sole Shareholder
        indirect · owns 75% or more of Blackrock Holdco 2, Inc. · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Bkca Mezzanine Advisors, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $6.6M to $11.3M
        Mar 31, 2015 to Mar 30, 2016
      • Legal name · BKCA MEZZANINE ADVISORS, LLC to JMML MEZZANINE ADVISORS, LLC
        Mar 31, 2015 to Mar 30, 2016
      • Discretionary RAUM · $65.8M to $11.3M
        Mar 31, 2015 to Mar 30, 2016
      • RAUM · $65.8M to $11.3M
        Mar 31, 2015 to Mar 30, 2016
      • Advisory employees · 16 to 0
        Mar 26, 2014 to Mar 31, 2015
      • BD registered reps · 1 to 0
        Mar 26, 2014 to Mar 31, 2015
      • Assets in custody · $224M to $6.6M
        Mar 26, 2014 to Mar 31, 2015
      • Employees · 23 to 0
        Mar 26, 2014 to Mar 31, 2015
      • Discretionary RAUM · $146M to $65.8M
        Mar 26, 2014 to Mar 31, 2015
      • RAUM · $146M to $65.8M
        Mar 26, 2014 to Mar 31, 2015
      • Discretionary RAUM · $224M to $146M
        Mar 27, 2013 to Mar 26, 2014
      • RAUM · $224M to $146M
        Mar 27, 2013 to Mar 26, 2014
      • Advisory employees · unset to 16.0
        Mar 9, 2012 to Mar 27, 2013
      • BD registered reps · unset to 1.0
        Mar 9, 2012 to Mar 27, 2013
      • Assets in custody · $222M to $224M
        Mar 9, 2012 to Mar 27, 2013
      • Employees · unset to 23.0
        Mar 9, 2012 to Mar 27, 2013
      • State-registered IARs · unset to 0.0
        Mar 9, 2012 to Mar 27, 2013
      • Discretionary RAUM · $222M to $224M
        Mar 9, 2012 to Mar 27, 2013
      • RAUM · $222M to $224M
        Mar 9, 2012 to Mar 27, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026