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Advisor at SIMPLE FINANCIAL, LLC
WEST JORDAN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLE FINANCIAL, LLC | State registered | Mar 27, 2023 | n/a | yes | WEST JORDAN, UT | Current employment |
| GRADIENT ADVISORS, LLC | Independent wealth | Aug 21, 2020 | Dec 31, 2022 | no | West Jordan, UT|ARDEN HILLS, MN | Previous registration |
| CAPITAL ANALYSTS | Bd affiliated wealth | Aug 2, 2019 | Aug 12, 2020 | no | West Jordan, UT | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Aug 2, 2019 | Aug 12, 2020 | no | Fort Washington, PA|West Jordan, UT | Previous registration |
| LEGACY WEALTH MANAGEMENT, LLC | Independent wealth | Aug 10, 2017 | Jun 17, 2019 | no | West Jordan, UT | Previous registration |
| AVELLINO FINANCIAL ADVISORS, INC. | Former SEC adviser | Jan 11, 2017 | May 9, 2017 | no | West Jordon, UT|HILLSIDE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GRADIENT ADVISORS, LLC | SIMPLE FINANCIAL, LLC | Dec 31, 2022 | Mar 27, 2023 | 86 | Firm change | RIA to state RIA |
| CAPITAL ANALYSTS | GRADIENT ADVISORS, LLC | Aug 12, 2020 | Aug 21, 2020 | 9 | Firm change | Ibd to RIA |
| LINCOLN INVESTMENT | CAPITAL ANALYSTS | Aug 12, 2020 | Aug 2, 2019 | -376 | Firm change after gap | Ibd to ibd |
| LEGACY WEALTH MANAGEMENT, LLC | LINCOLN INVESTMENT | Jun 17, 2019 | Aug 2, 2019 | 46 | Firm change | RIA to ibd |
| AVELLINO FINANCIAL ADVISORS, INC. | LEGACY WEALTH MANAGEMENT, LLC | May 9, 2017 | Aug 10, 2017 | 93 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 152665:321616:MN:2022-12-31 | Dec 31, 2022 | Mar 27, 2023 | ARDEN HILLS, MN | Firm change |
| 164805:174767:IL:2017-05-09 | May 9, 2017 | Aug 10, 2017 | HILLSIDE, IL | Firm change |