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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

ERIC J. NEGRON

Advisor at FOREFRONT

AUSTIN, TX

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Search this name across graphsid dfx:ria:b3458975-2186-2054-e9fb-5e32eb7e0d02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOREFRONT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S63|S66
First exam: Aug 17, 2007
First registration: Dec 2, 2009
Dual registered: yes, broker-dealer
Other names: ERIC NEGRON
IAPD individual key: 5378359

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Forefront	Independent wealth	Sep 7, 2021	n/a	yes	AUSTIN, TX	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	May 13, 2020	Mar 3, 2022	no	Dripping Springs, TX\|TAMPA, FL\|Austin, TX\|TAMPA, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Oct 29, 2015	Feb 14, 2020	no	Dripping Springs, TX\|Austin, TX\|Dripping Springs, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 5, 2013	Mar 5, 2018	no	AUSTIN, TX\|SAN DIEGO, CA\|AUSTIN, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 2, 2009	Aug 14, 2013	no	FORT MYERS, FL\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALTON & ASSOCIATES, INC.	Forefront	Mar 3, 2022	Sep 7, 2021	-177	Firm change after gap	Ibd to RIA
INDEPENDENT FINANCIAL PARTNERS	CALTON & ASSOCIATES, INC.	Feb 14, 2020	May 13, 2020	89	Firm change	Ibd to RIA
LPL FINANCIAL LLC	INDEPENDENT FINANCIAL PARTNERS	Mar 5, 2018	Oct 29, 2015	-858	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Aug 14, 2013	Aug 5, 2013	-9	Firm change	Other

Relationships

Registered with (5)

→ FOREFRONTRegistered adviserregistration: current employment
Sep 7, 2021 to presentfactForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 13, 2020 to Mar 3, 2022factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Oct 29, 2015 to Feb 14, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 5, 2013 to Mar 5, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 2, 2009 to Aug 14, 2013factForm ADV

Dated events

Occurred
Mar 3, 2022
Advisor changed firm
Eric J. Negron left Calton & Associates, Inc. for Forefront (registered 2021-09-07)
Form ADVobserved 6 days ago