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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

FRANK ERIC PAGAN

Advisor at WESTBROOK INVESTMENT ADVISORY, LLC

KISSIMMEE, FL

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Search this name across graphsid dfx:ria:b382ca3d-fdab-79f3-a36c-f3293476f25e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTBROOK INVESTMENT ADVISORY, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 9, 1999
First registration: Apr 9, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2305449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTBROOK INVESTMENT ADVISORY, LLC	State registered	Jan 1, 2025	n/a	yes	KISSIMMEE, FL\|KISSIMMEE, FL	Current employment
AMERITAS ADVISORY SERVICES	Former SEC adviser	Feb 28, 2018	Dec 31, 2020	no	LINCOLN, NE\|Kissimmee, FL\|Lincoln, NE	Previous registration
ROBO ADVISOR, INC.	No RAUM reported	Feb 4, 2011	Feb 26, 2018	no	LAKE MARY, FL	Previous registration
Spc	Bd affiliated wealth	Apr 9, 2008	Dec 31, 2010	no	HEATHROW, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES	WESTBROOK INVESTMENT ADVISORY, LLC	Dec 31, 2020	Jan 1, 2025	1,462	Firm change after gap	RIA to state RIA
ROBO ADVISOR, INC.	AMERITAS ADVISORY SERVICES	Feb 26, 2018	Feb 28, 2018	2	Firm change	Other
Spc	ROBO ADVISOR, INC.	Dec 31, 2010	Feb 4, 2011	35	Firm change	Other

Relationships

Registered with (4)

→ WESTBROOK INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 28, 2018 to Dec 31, 2020factForm ADV
→ ROBO ADVISOR, INC.Registered adviserregistration: previous registration
Feb 4, 2011 to Feb 26, 2018factForm ADV
→ SPCRegistered adviserregistration: previous registration
Apr 9, 2008 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.