RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• E••• P••••
- W•••••••• I••••••••• A•••••••• L•• state registered currentsince Jan 1, 2025 · Kissimmee, Fl
- A••••••• A••••••• S••••••• formerFeb 28, 2018 to Dec 31, 2020 · Lincoln, Ne
- R••• A••••••• I••• no RAUMFeb 4, 2011 to Feb 26, 2018 · Lake Mary, Fl
- S•• BD affiliatedApr 9, 2008 to Dec 31, 2010 · Heathrow, Fl
- A••••••• A••••••• S••••••• to W•••••••• I••••••••• A•••••••• L••left Dec 31, 2020, registered Jan 1, 2025 (1462 days) · RIA to a state-registered adviser
- R••• A••••••• I••• to A••••••• A••••••• S•••••••left Feb 26, 2018, registered Feb 28, 2018 (2 days) · Other
- S•• to R••• A••••••• I•••left Dec 31, 2010, registered Feb 4, 2011 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address