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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OLD VINE CAPITAL

OLD VINE CAPITAL, LLC, CRD 305172

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b39b8908-6b65-4d32-d91b-633ddf56df95

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 2
Observed: Jul 28, 2026 to Jul 28, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

OLD Vine Capital

Private equity manager · shared crd

Venture Capitalidentity

OLD Vine Capital

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.07 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $167MItem 5.F on the latest filing (2026-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $167M
Private client RAUM: $152MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $167Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 269
Individual clients: 20
High net worth clients: 30
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $5.4M
SEC number: 801-136808
CRD: 305172
Filings on the tape: 1
First filed: Jul 28, 2026
Latest filed: Jul 28, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NEIL MATTHEW KAY	n/a	Austin, TX	6	14	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Ahlborn, Anjou	Owner	D	yes	05/2019	Jul 28, 2026	Jul 28, 2026
KAY, NEIL, MATTHEW	MANAGING PARTNER & CCO	D	yes	05/2019	Jul 28, 2026	Jul 28, 2026

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Controls (2)

← Ahlborn, AnjouOwnerOWNER, ownership code D, individual
Jul 28, 2026 to presentfactForm ADV
← KAY, NEIL, MATTHEWOwnerMANAGING PARTNER & CCO, ownership code D, individual
Jul 28, 2026 to presentfactForm ADV

Registered with (1)

← NEIL MATTHEW KAYAdvisorregistration: current employment
Nov 7, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b39b8908-6b65-4d32-d91b-633ddf56df95
First observed: Jul 28, 2026
Last observed: Jul 28, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OLD VINE CAPITAL

OLD VINE CAPITAL, LLC, CRD 305172

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b39b8908-6b65-4d32-d91b-633ddf56df95

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NEIL MATTHEW KAY

n/a

Austin, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Ahlborn, Anjou

Owner

yes

05/2019

Jul 28, 2026

KAY, NEIL, MATTHEW

MANAGING PARTNER & CCO

yes

05/2019

Jul 28, 2026

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%