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RIA / WealthAdvisor14 years in industry

NEIL MATTHEW KAY

Advisor at OLD VINE CAPITAL

Austin, TX

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Search this name across graphsid dfx:ria:c5c7175f-5a18-c6a5-2b4f-82a5d826a732

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OLD VINE CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 24, 2012
First registration: Aug 27, 2012
Dual registered: no
IAPD individual key: 6101164

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OLD VINE CAPITAL	Independent wealth	Nov 7, 2019	n/a	yes	Austin, TX	Current employment
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Nov 8, 2018	May 28, 2019	no	BOSTON, MA	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Oct 31, 2017	Nov 8, 2018	no	San Franciso, CA\|BOSTON, MA	Previous registration
HARTFORD FUNDS	Asset manager	Feb 5, 2016	Apr 11, 2017	no	WAYNE, PA	Previous registration
BLACKROCK FUND ADVISORS	Asset manager	May 13, 2013	Mar 19, 2015	no	SAN FRANCISCO, CA	Previous registration
FISHER INVESTMENTS	Independent wealth	Aug 27, 2012	May 17, 2013	no	SAN MATEO, CA\|PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	OLD VINE CAPITAL	May 28, 2019	Nov 7, 2019	163	Firm change	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Nov 8, 2018	Nov 8, 2018	0	Bulk transfer	Other
HARTFORD FUNDS	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Apr 11, 2017	Oct 31, 2017	203	Firm change	Other
BLACKROCK FUND ADVISORS	HARTFORD FUNDS	Mar 19, 2015	Feb 5, 2016	323	Firm change	Other
FISHER INVESTMENTS	BLACKROCK FUND ADVISORS	May 17, 2013	May 13, 2013	-4	Firm change	Other

Relationships

Registered with (6)

→ OLD VINE CAPITALRegistered adviserregistration: current employment
Nov 7, 2019 to presentfactForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 8, 2018 to May 28, 2019factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Oct 31, 2017 to Nov 8, 2018factForm ADV
→ HARTFORD FUNDSRegistered adviserregistration: previous registration
Feb 5, 2016 to Apr 11, 2017factForm ADV
→ BLACKROCK FUND ADVISORSRegistered adviserregistration: previous registration
May 13, 2013 to Mar 19, 2015factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Aug 27, 2012 to May 17, 2013factForm ADV

Dated events

No dated event names this entity yet.