DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O•• V••• C••••••

Independent wealth managerCRD 305172SEC 801-136808websiteIAPD
Legal name O•• V••• C••••••• L••
Latest filing Jul 28, 2026
First filing on the tape Jul 28, 2026 · 1 filings
SEC status approved since Jul 22, 2026
RAUM
$167M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$152M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$167M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $167M
HNW client RAUM: $142M
State-registered IARs (5.B.3): 1
Employees (5.A): 1
Private funds: 2
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$167MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
50derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.7MderivedHNW RAUM over HNW clients
Average account
$620,993derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$5.4M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$142M85%
  • Pooled investment vehicles$11.2M6.7%
  • Individuals$9.4M5.6%
  • Charitable organizations$3.2M1.9%
  • Corporations and businesses$783,4310.5%
Individual clients
20reported
HNW clients
30reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
269reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$5.4M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.91 fund_share=0.07 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
N••• M•••••• K••Austin, TxNov 7, 201914 y5
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • A••••••• A•••• · Ownercontrol
      since 05/2019 · owns 50% to 75%
    • K••• N•••• M•••••• · Managing Partner & Ccocontrol
      since 05/2019 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Business email
    info@oldvinecapital.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    415-990-1420reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/oldvinecapitalreportedpublic record, Form ADV, Sep 18, 2026
    Website
    oldvinecapital.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    415-990-1420reportedpublic record, Form ADV, Jul 28, 2026
    Contact form
    oldvinecapital.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $167Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026