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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst22 years in industry

AMAR N SHAH

Advisor at CLIENT FIRST CAPITAL, LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:b39dfdb8-9d92-45ea-53e8-91c0452c2ca1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLIENT FIRST CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Jul 23, 2004
First registration: Sep 15, 2004
Dual registered: no
IAPD individual key: 4787877

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLIENT FIRST CAPITAL, LLC	Independent wealth	Apr 8, 2019	n/a	yes	SAN DIEGO, CA	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Apr 26, 2019	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Mar 22, 2011	Jan 8, 2018	no	SAN DIEGO, CA\|San Diego, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 19, 2010	Sep 16, 2010	no	NEW YORK, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 15, 2004	Jan 4, 2010	no	RIVERSIDE, CA\|CORONA, CA\|CORONA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	CLIENT FIRST CAPITAL, LLC	Apr 26, 2019	Apr 8, 2019	-18	Firm change	Ibd to new firm
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	USAA FINANCIAL PLANNING SERVICES	Sep 16, 2010	Mar 22, 2011	187	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Jan 4, 2010	Jan 19, 2010	15	Firm change	Other

Relationships

Registered with (5)

→ CLIENT FIRST CAPITAL, LLCRegistered adviserregistration: current employment
Apr 8, 2019 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Apr 26, 2019factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 22, 2011 to Jan 8, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 19, 2010 to Sep 16, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 15, 2004 to Jan 4, 2010factForm ADV

Dated events

No dated event names this entity yet.