DFX Intelligence

E•••• J• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

E•••• J• K••••••

Advisor at E•• A•••••••

Rock Island, IL | CAMBRIDGE, MN

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Search this name across graphsid dfx:ria:b3b76ddb-eb39-ada5-21ea-0b5ccce677ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 9, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• A•••••••	Bd affiliated wealth	Jun 16, 2023	n/a	yes	CAMBRIDGE, MN\|Rock Island, IL	Current employment
M•• F•••••••• S•••••••• I•••	Bd affiliated wealth	Jun 17, 2021	Jun 9, 2023	no	ROCK ISLAND, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	E•• A•••••••	Jun 9, 2023	Jun 16, 2023	7	Firm change	RIA to ibd
W•••• F•••• A•••••••	M•• F•••••••• S•••••••• I•••	Mar 30, 2021	Jun 17, 2021

Relationships

Registered with (3)

→ E•• A•••••••Registered adviserregistration: current employment
Jun 16, 2023 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 17, 2021 to Jun 9, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 9, 2019 to Mar 30, 2021factForm ADV

Dated events

Occurred
Jun 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3b76ddb-eb39-ada5-21ea-0b5ccce677ee
First observed: Dec 9, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.