DFX Intelligence

R•••••• D•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

R•••••• D•••• M•••••

Advisor at W•••• F•••• A•••••••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:b3bea91b-af77-d29f-8d1f-85d9a5f9ab9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 29, 2025	n/a	yes	MEMPHIS, TN	Current employment
T••	Independent wealth	May 20, 2024	Dec 4, 2025	no	GERMANTOWN, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••	W•••• F•••• A•••••••	Dec 4, 2025	Jul 29, 2025	-128	Firm change after gap	RIA to wirehouse
W•••• F•••• A•••••••	T••	May 25, 2022	May 20, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:19616:TN:2021-03-22	Mar 22, 2021	Mar 19, 2021	MEMPHIS, TN	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 19, 2021 to May 25, 2022factForm ADV
→ T••Registered adviserregistration: previous registration
May 20, 2024 to Dec 4, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 10, 2012 to Mar 22, 2021factForm ADV

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3bea91b-af77-d29f-8d1f-85d9a5f9ab9f
First observed: Apr 10, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.