DFX Intelligence

M•••••• J••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M•••••• J••••• D•••••••••

Advisor at N••• C•••••••••

BOCA RATON, FL | DECATUR, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• C•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• C•••••••••	Bd affiliated wealth	Jul 11, 2019	n/a	yes	BOCA RATON, FL\|DECATUR, GA	Current employment
B••• G••••• • C••••••• I•••	Independent wealth	Aug 22, 2018	Jul 22, 2019	no	Fort Lauderdale, FL\|ORANGE, CA\|Atlanta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• G••••• • C••••••• I•••	N••• C•••••••••	Jul 22, 2019	Jul 11, 2019	-11	Firm change	RIA to ibd
F••••• A•••••••• I••••••••• P••••••• L••	B••• G••••• • C••••••• I•••	Aug 13, 2018	Aug 22, 2018

Relationships

Registered with (7)

→ N••• C•••••••••Registered adviserregistration: current employment
Jul 11, 2019 to presentfactForm ADV
→ B••• G••••• • C••••••• I•••Registered adviserregistration: previous registration
Aug 22, 2018 to Jul 22, 2019factForm ADV
→ F••••• A•••••••• I••••••••• P••••••• L••Registered adviserregistration: previous registration
Aug 14, 2017 to Aug 13, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 23, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.