DFX Intelligence

C••••••••• K•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C••••••••• K•••• G•••••

Advisor at C•••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:b3c690e6-ade0-50be-6d9c-62c90d78bef0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Mar 5, 2025	n/a	yes	CHARLOTTE, NC	Current employment
C•••••••• W••••• C••••••••• L••	Former SEC adviser	May 15, 2019	Jun 20, 2025	no	CHARLOTTE, NC\|FORT MILL, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W••••• C••••••••• L••	C•••••••	Jun 20, 2025	Mar 5, 2025	-107	Firm change after gap	Other
C•••••••• I••••••••• C••••••••• L••	C•••••••• W••••• C••••••••• L••	Jun 6, 2011	May 15, 2019

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ C•••••••• W••••• C••••••••• L••Registered adviserregistration: previous registration
May 15, 2019 to Jun 20, 2025factForm ADV
→ C•••••••• I••••••••• C••••••••• L••Registered adviserregistration: previous registration
Aug 8, 2006 to Jun 6, 2011factForm ADV

Dated events

Occurred
Jun 20, 2025
Advisor changed firm
C••••••••• K•••• G••••• left C•••••••• W••••• C••••••••• L•• for Captrust (registered 2025-03-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3c690e6-ade0-50be-6d9c-62c90d78bef0
First observed: Aug 8, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.