J••••••• D•••••

Advisor at W•••• F•••• A•••••••

WHITE PLAINS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3cf749a-9b17-02d4-40cb-05d5505bdb51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 12, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 17, 2025	n/a	yes	WHITE PLAINS, NY	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Mar 19, 2025	Jun 9, 2025	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	W•••• F•••• A•••••••	Jun 9, 2025	Sep 17, 2025	100	Firm change	Ibd to wirehouse
A••••• A•• P••••••• S•••••••	L•• E••••••••• L••	Jun 10, 2024	Mar 19, 2025

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Mar 19, 2025 to Jun 9, 2025factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
May 16, 2023 to Jun 10, 2024factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jun 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3cf749a-9b17-02d4-40cb-05d5505bdb51
First observed: Feb 12, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.