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N••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

N••••• N•••••

Advisor at O•••••••• F•••••••• S••••••• L••

BIRMINGHAM, AL | Houston, TX

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Search this name across graphsid dfx:ria:b3d6f14e-ada0-37d8-6dab-0423097fca7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• F•••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• F•••••••• S••••••• L••	Independent wealth	May 16, 2022	n/a	yes	BIRMINGHAM, AL\|Houston, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 4, 2019	Jul 1, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••••••• F•••••••• S••••••• L••	Jul 1, 2022	May 16, 2022	-46	Firm change after gap	RIA to RIA
M••••• S••••••	L•• F•••••••• L••	Jan 10, 2019

Relationships

Registered with (4)

→ O•••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
May 16, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2019 to Jul 1, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 20, 2015 to Jan 10, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jul 1, 2022
Advisor changed firm
N••••• N••••• left L•• F•••••••• L•• for O•••••••• F•••••••• S••••••• L•• (registered 2022-05-16)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3d6f14e-ada0-37d8-6dab-0423097fca7c
First observed: Jun 13, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.