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RIA / WealthAdvisor33 years in industry

CHRISTOPHER EDWARD FITZGERALD

Advisor at MORNINGSTAR INVESTMENT MANAGEMENT LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:b3e1dbf7-0df9-3ef7-13a4-536766c95bfc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORNINGSTAR INVESTMENT MANAGEMENT LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Mar 23, 1993
First registration: Sep 15, 1999
Dual registered: no
IAPD individual key: 2314817

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORNINGSTAR INVESTMENT MANAGEMENT LLC	Mixed wealth	Jun 16, 2023	n/a	yes	CHICAGO, IL	Current employment
MORNINGSTAR INVESTMENT SERVICES LLC	Former SEC adviser	Jun 16, 2023	Jun 16, 2025	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Sep 1, 2011	Oct 1, 2021	no	CHICAGO, IL	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Jun 21, 2010	Sep 1, 2011	no	CHICAGO, IL	Previous registration
STRONG CAPITAL MANAGEMENT INC	n/a	Sep 15, 1999	Jan 9, 2003	no	MENOMONEE FALLS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORNINGSTAR INVESTMENT SERVICES LLC	MORNINGSTAR INVESTMENT MANAGEMENT LLC	Jun 16, 2025	Jun 16, 2023	-731	Firm change after gap	RIA to RIA
NUVEEN ASSET MANAGEMENT, LLC	MORNINGSTAR INVESTMENT SERVICES LLC	Oct 1, 2021	Jun 16, 2023	623	Firm change after gap	Other
NUVEEN FUND ADVISORS, LLC	NUVEEN ASSET MANAGEMENT, LLC	Sep 1, 2011	Sep 1, 2011	0	Bulk transfer	Other
STRONG CAPITAL MANAGEMENT INC	NUVEEN FUND ADVISORS, LLC	Jan 9, 2003	Jun 21, 2010	2,720	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112525:108031:IL:2025-06-16	Jun 16, 2025	Jun 16, 2023	CHICAGO, IL	Firm change after gap

Relationships

Registered with (5)

→ MORNINGSTAR INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 16, 2023 to presentfactForm ADV
→ MORNINGSTAR INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 16, 2023 to Jun 16, 2025factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 1, 2011 to Oct 1, 2021factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 21, 2010 to Sep 1, 2011factForm ADV
→ STRONG CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Sep 15, 1999 to Jan 9, 2003factForm ADV

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
Christopher Edward Fitzgerald left Morningstar Investment Services Llc for Morningstar Investment Management Llc (registered 2023-06-16)
Form ADVobserved 4 days ago