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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

GUY JAMES ABBANAT

Advisor at WORLD EQUITY GROUP, INC.

SCHAUMBURG, IL | Buffalo Grove , IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 20, 1984 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WORLD EQUITY GROUP, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 6
Exams: S63|S65
First exam: Mar 14, 1984
First registration: Mar 20, 1984
Dual registered: yes, broker-dealer
Other names: GUY ABBANAT|GUY ALBANATA|GUY ABANATA
IAPD individual key: 1235698

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WORLD EQUITY GROUP, INC.	Bd affiliated wealth	Oct 2, 2012	n/a	yes	SCHAUMBURG, IL\|Buffalo Grove , IL	Current employment
PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2011	Jul 20, 2012	no	CORAL SPRINGS, FL\|CHICAGO, IL	Previous registration
CONCORDIUS CAPITAL ADVISORS	Former SEC adviser	Nov 10, 2010	May 2, 2011	no	CHICAGO, IL\|CORAL SPRINGS, FL\|ST PETERSBURG, FL	Previous registration
BREWER INVESTMENT ADVISORS LLC	n/a	Jan 2, 2009	Nov 5, 2010	no	CHICAGO, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 30, 2006	Jan 20, 2009	no	BOCA RATON, FL\|WEEHAWKEN, NJ\|FT. LAUDERDALE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 20, 1984	Jul 5, 2006	no	CORAL SPRINGS, FL\|PLANTATION, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.	WORLD EQUITY GROUP, INC.	Jul 20, 2012	Oct 2, 2012	74	Firm change	Other
CONCORDIUS CAPITAL ADVISORS	PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.	May 2, 2011	May 2, 2011	0	Firm change	Other
BREWER INVESTMENT ADVISORS LLC	CONCORDIUS CAPITAL ADVISORS	Nov 5, 2010	Nov 10, 2010	5	Firm change	Other
UBS FINANCIAL SERVICES INC.	BREWER INVESTMENT ADVISORS LLC	Jan 20, 2009	Jan 2, 2009	-18	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jul 5, 2006	Jun 30, 2006	-5	Firm change	Wirehouse to wirehouse

Relationships

Registered with (6)

→ WORLD EQUITY GROUP, INC.Registered adviserregistration: current employment
Oct 2, 2012 to presentfactForm ADV
→ PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2011 to Jul 20, 2012factForm ADV
→ CONCORDIUS CAPITAL ADVISORSRegistered adviserregistration: previous registration
Nov 10, 2010 to May 2, 2011factForm ADV
→ BREWER INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jan 2, 2009 to Nov 5, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 30, 2006 to Jan 20, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 20, 1984 to Jul 5, 2006factForm ADV

Dated events

No dated event names this entity yet.