DFX Intelligence

B•••• A••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

B•••• A••• W••••

Advisor at A••••••••• W••••• C••••••••• L••

WICHITA, KS | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:b3f44894-76d4-6e78-72c7-a82f69c49efd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• W••••• C••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• W••••• C••••••••• L••	Independent wealth	Jan 20, 2026	n/a	yes	WICHITA, KS\|OVERLAND PARK, KS	Current employment
M•• S••••••••• L••	No RAUM reported	Jan 20, 2023	Nov 26, 2025	no	Leawood, KS\|Minneapolis, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S••••••••• L••	A••••••••• W••••• C••••••••• L••	Nov 26, 2025	Jan 20, 2026	55	Firm change	Other
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Aug 28, 2012	Dec 23, 2011

Relationships

Registered with (6)

→ A••••••••• W••••• C••••••••• L••Registered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ M•• S••••••••• L••Registered adviserregistration: previous registration
Jan 20, 2023 to Nov 26, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 23, 2011 to Aug 28, 2012factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Nov 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3f44894-76d4-6e78-72c7-a82f69c49efd
First observed: Sep 18, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.