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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Marcello Pesce

Advisor at J.P. MORGAN SECURITIES LLC

Des Peres, MO

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Search this name across graphsid dfx:ria:b3fbb210-efad-1d18-a726-5cedd735897e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Dec 10, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Nov 2, 2018
First registration: Dec 10, 2019
Dual registered: yes, broker-dealer
Other names: Marcello Pesce
IAPD individual key: 6767239

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 28, 2024	n/a	yes	Des Peres, MO	Current employment
WHEELHOUSE ADVISORY GROUP, LLC	Independent wealth	Jun 19, 2024	Aug 13, 2024	no	ST. LOUIS, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 13, 2023	Jun 18, 2024	no	CLAYTON, MO	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 4, 2022	Jun 10, 2023	no	Des Peres, MO\|Webster Groves, MO\|Brentwood, MO\|Saint Louis, MO\|Frontenac, MO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 8, 2021	Mar 7, 2022	no	O'Fallon, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 10, 2019	Apr 12, 2021	no	CLAYTON, MO\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WHEELHOUSE ADVISORY GROUP, LLC	J.P. MORGAN SECURITIES LLC	Aug 13, 2024	Aug 28, 2024	15	Firm change	RIA to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WHEELHOUSE ADVISORY GROUP, LLC	Jun 18, 2024	Jun 19, 2024	1	Firm change	Wirehouse to RIA
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 10, 2023	Jul 13, 2023	33	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN SECURITIES LLC	Mar 7, 2022	Apr 4, 2022	28	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Apr 12, 2021	Jun 8, 2021	57	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 4, 2022 to Jun 10, 2023factForm ADV
→ WHEELHOUSE ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Jun 19, 2024 to Aug 13, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 13, 2023 to Jun 18, 2024factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 8, 2021 to Mar 7, 2022factForm ADV

Dated events

Occurred
Aug 13, 2024
Advisor changed firm
Marcello Pesce left Wheelhouse Advisory Group, Llc for J.P. Morgan Securities Llc (registered 2024-08-28)
Form ADVobserved 4 days ago
Occurred
Jun 18, 2024
Advisor changed firm
Marcello Pesce left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wheelhouse Advisory Group, Llc (registered 2024-06-19)
Form ADVobserved 4 days ago
Occurred
Jun 10, 2023
Advisor changed firm
Marcello Pesce left J.P. Morgan Securities Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-07-13)
Form ADVobserved 4 days ago
Occurred
Mar 7, 2022
Advisor changed firm
Marcello Pesce left Citigroup Global Markets Inc. for J.P. Morgan Securities Llc (registered 2022-04-04)
Form ADVobserved 4 days ago