DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
ANNAPOLIS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Sep 27, 2019 | n/a | yes | ANNAPOLIS, MD | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | Oct 1, 2019 | no | ANNAPOLIS, MD|ANNAPOLIS, MD|TOWSON, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••• F•••• A••••••• | Oct 1, 2019 | Sep 27, 2019 | -4 | Firm change | Wirehouse to wirehouse |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:MD:2019-10-01 | Oct 1, 2019 | Sep 27, 2019 | TOWSON, MD | Firm change |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Feb 6, 2006 | Oct 23, 2009 | no | ANNAPOLIS, MD|ROCKVILLE, MD | Previous registration |
| M•• S••••••••• I••• | n/a | Mar 30, 2005 | Jan 10, 2006 | no | CHEEKTOWAGA, NY | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M•• S••••••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Jan 10, 2006 | Feb 6, 2006 | 27 | Firm change | Other |