T••••• J••• L•••••••••

• W•••• F•••• A••••••• wirehouse current
  since Sep 27, 2019 · Annapolis, Md
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 23, 2009 to Oct 1, 2019 · Annapolis, Md
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Feb 6, 2006 to Oct 23, 2009 · Annapolis, Md
• M•• S••••••••• I••• unclassified
  Mar 30, 2005 to Jan 10, 2006 · Cheektowaga, Ny

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Oct 1, 2019, registered Sep 27, 2019 (-4 days) · Wirehouse to wirehouse · moved with a team
• B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
• M•• S••••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Jan 10, 2006, registered Feb 6, 2006 (27 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address