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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

LAURIE JEAN ORTMAN

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Fremont, NE | Lincoln, NE | Mason City, IA | West Des Moines, IA | Omaha, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b41611bf-0bc1-0648-bcf9-f6bdfea04cae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 4
Exams: S65|S66|S63
First exam: Feb 27, 1999
First registration: Mar 5, 2004
Dual registered: yes, broker-dealer
Other names: LAURIE JEAN NICKELS|LAURIE FLOCKHART|LAURIE JEAN ORTMAN
IAPD individual key: 3183761

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 30, 2015	n/a	yes	Omaha, NE\|Fremont, NE\|West Des Moines, IA\|Lincoln, NE\|Mason City, IA\|Omaha, NE	Current employment
Spc	Bd affiliated wealth	Feb 3, 2009	Nov 30, 2015	no	OMAHA, NE\|ANN ARBOR, MI	Previous registration
MAIN STREET ADVISORS, LLC	Former SEC adviser	Mar 5, 2004	Feb 20, 2009	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Spc	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 30, 2015	Nov 30, 2015	0	Firm change	Other
MAIN STREET ADVISORS, LLC	Spc	Feb 20, 2009	Feb 3, 2009	-17	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110692:6363:MI:2015-11-30	Nov 30, 2015	Nov 30, 2015	ANN ARBOR, MI	Firm change

Relationships

Registered with (3)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Nov 30, 2015 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Feb 3, 2009 to Nov 30, 2015factForm ADV
→ MAIN STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 5, 2004 to Feb 20, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b41611bf-0bc1-0648-bcf9-f6bdfea04cae
First observed: Mar 5, 2004
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAURIE JEAN ORTMAN

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Fremont, NE | Lincoln, NE | Mason City, IA | West Des Moines, IA | Omaha, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b41611bf-0bc1-0648-bcf9-f6bdfea04cae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Nov 30, 2015

n/a

yes

Current employment

Spc

Bd affiliated wealth

Feb 3, 2009

Nov 30, 2015

OMAHA, NE|ANN ARBOR, MI

Previous registration

MAIN STREET ADVISORS, LLC

Former SEC adviser

Mar 5, 2004

Feb 20, 2009

OMAHA, NE

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

Spc

AMERIPRISE FINANCIAL SERVICES, LLC

Nov 30, 2015

Firm change

Other

MAIN STREET ADVISORS, LLC

Spc

Feb 20, 2009

Feb 3, 2009

-17

Firm change

Other

Team

Left

Joined

From

Kind

110692:6363:MI:2015-11-30

Nov 30, 2015

ANN ARBOR, MI

Firm change